D. SCOTT NEAL, INC.

Q1 2014 13F-HR Holdings

Location
Lexington, KY
Holdings as of
3/31/2014
Date filed
4/4/2014
Form type
13F-HR
Num holdings
42
Total value ($000)
$118,928
Net value change ($000)
+7,346 (6.6%)
New positions
7
Sold out positions
2
Turnover %
18.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/13/2014 Next filing: 7/8/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VNQ 8,600 NEW
ILF 5,888 NEW
BARCLAYS BK PLC IPTH SP VIX NEW 4,290 NEW
BARCLAYS BK PLC IPATH SP500 VIX 1,013 NEW
MRK 709 NEW
IYR 451 5.0%
SCHR 273 33.5%
VGIT 265 72.4%
PG 237 NEW
IGIB 177 16.8%
Top Reduces (Value $000, Stocks/ETFs)
MDY -8,381 -64.5%
SPY -2,765 -11.7%
KRE -1,784 -18.0%
IWM -803 -11.6%
Merck & Co Inc -612 -100.0%
VWO -293 -10.7%
BBTGBX -260 -100.0%
SHY -206 -25.9%
MBB -203 -26.0%
DVY -92 -3.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type