Westchester Capital Management, Inc.

Q1 2014 13F-HR Holdings

Location
Omaha, NE
Holdings as of
3/31/2014
Date filed
5/2/2014
Form type
13F-HR
Num holdings
54
Total value ($000)
$199,196
Net value change ($000)
+13,033 (7.0%)
New positions
3
Sold out positions
16
Turnover %
4.3%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ENSCO PLC 8,387 NEW
CAT 769 8.8%
SPY 742 46.4%
EMC 730 9.2%
DVN 691 10.9%
MSFT 602 7.4%
TTE 477 7.0%
JNJ 387 6.2%
BDX 354 5.2%
CVS 308 4.4%
Top Reduces (Value $000, Stocks/ETFs)
MAT -1,113 -13.6%
HMC -528 -9.3%
WM -377 -5.4%
CLIFFS NATURAL RESOURCES -346 -16.9%
AVON PRODUCTS INC -240 -14.7%
GE -89 -2.0%
DUK -46 -100.0%
CL -39 -100.0%
RWX -36 -100.0%
AAPL -33 -0.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type