Nantahala Capital Management, LLC

Q1 2014 13F-HR Holdings

Location
Darien, CT
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
88
Total value ($000)
$622,660
Net value change ($000)
+5,995 (1.0%)
New positions
11
Sold out positions
13
Turnover %
23.5%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IWM 8,794 309.6%
AARON'S INC 7,892 NEW
International Game Technology PLC 5,624 NEW
GILD 4,606 NEW
LIFE TIME FITNESS INC 4,178 40.6%
BRIDGEPOINT ED INC 3,316 97.6%
STC 3,228 206.9%
EPM 3,181 169.2%
AEROPOSTALE INC 3,174 NEW
NOV 3,115 NEW
Top Reduces (Value $000, Stocks/ETFs)
ADEPT TECHNOLOGY INC -6,558 -100.0%
AUDIENCE INC -6,414 -57.7%
COLE REAL ESTATE INVTS INC COM -6,318 -100.0%
CTRN -5,627 -47.7%
MPAA -5,550 -100.0%
INNERWORKINGS INC -5,492 -48.5%
XYRATEX LTD COM -4,289 -46.9%
URI -3,050 -39.2%
DOLAN MEDIA CO -2,705 -100.0%
FX ENERGY INC -1,914 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 324,495 (52.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type