D. E. Shaw & Co., Inc.

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
4,225
Total value ($000)
$70,107,672
Net value change ($000)
-3,228,154 (-4.4%)
New positions
291
Sold out positions
440
Turnover %
6.2%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LBTYA 390,803 190.2%
Time Warner Cable 363,290 458.9%
PG 319,823 895.2%
Alphabet Inc. Class C 309,764 76.3%
MU 267,189 205.9%
VZ 248,129 2737.2%
NFLX 238,088 80.4%
META 219,637 67.8%
KEURIG GREEN MOUNT 216,620 NEW
FOREST LAB 214,414 399.8%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -502,371 -47.7%
BAC -359,677 -68.9%
C -251,135 -52.1%
VOD -237,599 -100.0%
LIFE TECHNOLOGIES -235,849 -100.0%
SLB -182,675 -93.5%
LBTYA -173,897 -52.0%
PEP -171,297 -67.7%
JNJ -158,912 -37.2%
FIFTH & PAC COS INC -110,568 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 22,351,016 (31.9% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type