PENN CAPITAL MANAGEMENT CO INC

Q1 2014 13F-HR Holdings

Location
Philadelphia, PA
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
301
Total value ($000)
$2,630,491
Net value change ($000)
-149,500 (-5.4%)
New positions
44
Sold out positions
40
Turnover %
15.4%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
RICE ENERGY INC 25,091 NEW
BYD 24,287 NEW
U S SILICA HLDGS INC 15,994 NEW
EXCO RESOURCES INC 15,844 NEW
PRIVATEBANCORP INC 13,541 45.3%
AWI 13,317 234.5%
Acorda Therapeutics, Inc. 12,915 NEW
DAN 11,846 204.5%
TTEK 10,217 NEW
GTN 9,310 73.7%
Top Reduces (Value $000, Stocks/ETFs)
LIFE TIME FITNESS INC -20,458 -100.0%
MTW -18,275 -100.0%
Intelsat S.A. -17,742 -100.0%
NXST -17,506 -33.6%
RF MICRODEVICES INC -16,645 -100.0%
GANNETT INC -14,583 -92.7%
EXP -13,767 -100.0%
CCOI -13,541 -100.0%
SBGI -13,192 -24.3%
TRIUMPH GROUP INC -12,957 -51.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type