Union Point Advisors, LLC

Q4 2013 13F-HR Holdings

Location
San Mateo, CA
Holdings as of
12/31/2013
Date filed
2/13/2014
Form type
13F-HR
Num holdings
29
Total value ($000)
$102,857
Net value change ($000)
—
New positions
24
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: — Next filing: 5/14/2014 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AMT 10,336 —
AAPL 10,236 —
AMZN 4,510 —
CLIFFS NATURAL RESOURCES 4,403 —
MA 4,254 —
CRM 4,241 —
V 4,240 —
META 4,231 —
GRPN 4,191 —
ETN 4,142 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 6,364 (6.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type