ESSEX INVESTMENT MANAGEMENT CO LLC

Q1 2014 13F-HR Holdings

Location
Boston, MA
Holdings as of
3/31/2014
Date filed
4/28/2014
Form type
13F-HR
Num holdings
344
Total value ($000)
$686,832
Net value change ($000)
-20,537 (-2.9%)
New positions
45
Sold out positions
61
Turnover %
15.7%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
HON 6,019 251.1%
Yahoo! Inc. 5,819 65.6%
VMWA 4,751 93.7%
HAL 4,725 120.3%
AAL 4,259 103.1%
MARKET VECTORS ETF TR JR GOLD MINERS E 3,875 NEW
RTX 3,856 71.2%
SUNEDISON, INC. 3,537 523.2%
TPVG 3,521 NEW
ENDOCYTE INC 3,361 224.1%
Top Reduces (Value $000, Stocks/ETFs)
GE -8,903 -89.7%
SBUX -7,894 -68.0%
AEM -7,596 -100.0%
MSFT -5,959 -78.1%
SSYS -5,701 -73.1%
BOFI HOLDING INC -5,627 -80.3%
GREEN MOUNTAIN COFFE -5,568 -100.0%
SILVER SPRING NETWORKS INC -5,193 -91.0%
DDD -4,735 -100.0%
WT -3,978 -28.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type