SSI INVESTMENT MANAGEMENT INC

Q1 2014 13F-HR Detailed Holdings

Location
Beverly Hills, CA
Holdings as of
3/31/2014
Date filed
5/9/2014
Form type
13F-HR
Num holdings
395
Total value ($000)
$979,779
Net value change ($000)
-148,142 (-13.1%)
New positions
62
Sold out positions
70
Turnover %
25.1%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 2/7/2014 Next filing: 8/8/2014 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
WFC 6,170 172.5%
SPY 5,259 9.4%
BAC 5,191 74.4%
ALERE INC. 1,795 31.8%
XLU 1,199 NEW
IYR 1,055 NEW
D 1,021 38.0%
EWY 961 NEW
iShares, Inc. 723 NEW
NEE 709 19.2%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -3,846 -70.3%
GE -3,261 -58.0%
XOM -3,201 -67.1%
Alphabet Inc. Class C -2,534 -60.9%
CMCSA -2,383 -61.6%
C -2,360 -59.5%
JPM -2,296 -53.8%
WY -2,130 -52.5%
CSCO -2,059 -86.0%
GT -2,001 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None