Dalton Investments LLC

Q1 2014 13F-HR Holdings

Location
Santa Monica, CA
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
57
Total value ($000)
$367,215
Net value change ($000)
+30,981 (9.2%)
New positions
8
Sold out positions
1
Turnover %
0.7%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TURQUOISE HILL RESOURCES LTD 17,359 97.4%
NATIONAL BK GREECE S A 5,661 26.0%
BAC 1,117 10.5%
TESSERA TECHNOLOGIES INC COM 473 NEW
TRC 347 NEW
POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 279 NEW
LEUCADIA NATIONAL CO 271 38.0%
MSFT 246 NEW
Resolute Forest Products Inc. 244 25.4%
ETN 225 NEW
Top Reduces (Value $000, Stocks/ETFs)
C -8,790 -23.7%
MU -6,732 -15.5%
AIG -3,366 -5.2%
MS -3,218 -22.9%
PHX MINERALS INC. -1,931 -86.0%
ROYAL BK SCOTLAND GROUP PLC -457 -18.0%
BRK-B -250 -0.4%
BA -232 -100.0%
VV -124 -7.7%
ROYAL BK SCOTLAND GROUP PLC -98 -18.3%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 43,642 (11.9% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type