Gates Capital Management, Inc.

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
30
Total value ($000)
$3,405,160
Net value change ($000)
+378,438 (12.5%)
New positions
4
Sold out positions
3
Turnover %
19.5%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DOV 167,063 NEW
ALSN 129,196 NEW
AXIALL CORP COM 123,724 NEW
ALB 96,146 91.7%
NOV 87,218 NEW
FTK 50,039 45.2%
NORTEK INC 28,493 12.7%
HEADWATERS INC 23,836 30.3%
International Game Technology PLC 21,754 13.1%
SNI 19,749 15.8%
Top Reduces (Value $000, Stocks/ETFs)
NWSA -79,449 -100.0%
CF -53,833 -100.0%
TRONOX LTD -52,335 -39.4%
MCGRAW HILL COS -44,274 -24.0%
STARZ -41,976 -38.2%
ITT CORP -34,697 -52.2%
GLPI -33,765 -36.7%
INTERVAL LEISURE GROUP INC -31,587 -38.4%
ALLE -21,291 -100.0%
DVA -6,938 -3.6%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 11,700 (0.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type