RMB Capital Management, LLC

Q4 2019 13F-HR Holdings

Location
Chicago, IL
Holdings as of
12/31/2019
Date filed
2/13/2020
Form type
13F-HR
Num holdings
648
Total value ($000)
$3,597,849
Net value change ($000)
—
New positions
632
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/11/2014 Next filing: 5/11/2020 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
V 49,357 —
SPY 45,874 —
IHS Markit Ltd. 40,887 —
DHR 39,595 —
AAPL 39,431 —
MSFT 37,980 —
EW 36,909 —
STE 35,353 —
COO 34,261 —
PTC 33,688 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 825,474 (22.9% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type