ZACKS INVESTMENT MANAGEMENT

Q1 2021 13F-HR Holdings

Location
Chicago, IL
Holdings as of
3/31/2021
Date filed
5/17/2021
Form type
13F-HR
Num holdings
493
Total value ($000)
$5,618,732
Net value change ($000)
+200,159 (3.7%)
New positions
95
Sold out positions
117
Turnover %
6.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/16/2021 Next filing: 8/16/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TFC 44,205 NEW
DOW 36,774 NEW
FITB 29,784 NEW
JPM 16,446 16.2%
MET 14,578 25.2%
COP 13,683 38.0%
WFC 13,594 32.2%
BAC 13,360 29.0%
AMAT 13,068 91.7%
XOM 12,980 37.1%
Top Reduces (Value $000, Stocks/ETFs)
AMGN -35,790 -68.9%
CMCSA -31,595 -56.9%
CTVA -24,197 -53.5%
IWD -20,957 -97.8%
IBM -16,035 -96.4%
WMT -15,001 -14.2%
KO -14,770 -25.9%
PG -13,145 -10.4%
AKX -13,061 -58.5%
PARAV -12,091 -98.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type