CAPSTONE INVESTMENT ADVISORS, LLC

Q3 2020 13F-HR/A Holdings

Location
New York, NY
Holdings as of
9/30/2020
Date filed
6/21/2021
Form type
13F-HR/A - RESTATEMENT
Num holdings
1,384
Total value ($000)
$19,564,775
Net value change ($000)
+4,431,426 (29.3%)
New positions
101
Sold out positions
60
Turnover %
39.8%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 315,580 97.4%
IMMUNOMEDICS INC 72,344 NEW
China Biologic Products Holdings, Inc. 55,594 NEW
MS 48,677 NEW
MAXIM INTEGRATED PRODUCTS INC 39,682 NEW
XOM 27,491 551.6%
MOMENTA PHARMACEUTICALS INC 23,792 NEW
CSCO 22,482 1256.0%
TDOC 21,497 NEW
TIFFANY & CO 18,856 25.8%
Top Reduces (Value $000, Stocks/ETFs)
QQQ -96,237 -100.0%
CAESARS HOLDINGS, INC. -81,120 -100.0%
GOTU -44,993 -100.0%
58.com Inc. -44,323 -100.0%
WTW -35,555 -78.7%
META -18,792 -98.0%
EFA -13,345 -100.0%
BRK-B -12,069 -100.0%
EL PASO ELECTRIC CO /TX/ -10,893 -100.0%
MSFT -10,682 -93.4%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 17,285,704 (88.4% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type