RMB Capital Management, LLC
Q3 2021 13F-HR Holdings
Net value change ($000)
+56,078
(1.9%)
New positions
14
Sold out positions
35
Turnover %
1.7%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q2 2021
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| CB | 9,607 | 102.6% |
| RGEN | 8,298 | 42.3% |
| SVB FINANCIAL GROUP | 6,763 | 16.4% |
| FBIN | 6,512 | 19.6% |
| CRM | 5,608 | 13.1% |
| MPWR | 5,358 | 30.3% |
| AAPL | 5,197 | 11.7% |
| GOOGL | 5,080 | 10.2% |
| COO | 4,957 | 11.6% |
| Catalent, Inc. | 4,458 | 22.4% |
Top Reduces (Value $000, Stocks/ETFs)
| SPY | -15,637 | -26.2% |
| PROOFPOINT INC | -11,939 | -100.0% |
| FICO | -3,986 | -19.9% |
| BCO | -3,754 | -25.0% |
| TERMINIX GLOBAL HOLDINGS INC | -3,045 | -8.5% |
| MNSB | -2,822 | -100.0% |
| GE | -2,723 | -100.0% |
| VC | -2,635 | -19.9% |
| IWM | -2,623 | -35.3% |
| EBC | -2,571 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|