ZACKS INVESTMENT MANAGEMENT

Q3 2021 13F-HR Holdings

Location
Chicago, IL
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
594
Total value ($000)
$6,335,307
Net value change ($000)
+156,941 (2.5%)
New positions
104
Sold out positions
80
Turnover %
4.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/16/2021 Next filing: 2/15/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MCD 49,777 8310.0%
CMCSA 32,582 127.9%
CSCO 21,994 30.2%
MSFT 21,846 9.9%
VZ 20,904 26.3%
BMY 13,398 33.9%
AAPL 12,612 9.4%
HD 11,266 8.2%
CZR 11,206 NEW
GOOGL 10,979 13.2%
Top Reduces (Value $000, Stocks/ETFs)
AFL -46,304 -98.0%
PSX -39,444 -85.4%
AMCR -30,953 -99.5%
TRI -28,964 -44.9%
ADY -17,676 -100.0%
PPG -16,915 -100.0%
MRK -15,935 -24.6%
INTC -9,366 -13.8%
CAT -7,671 -9.2%
SMG -7,622 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type