CAPSTONE INVESTMENT ADVISORS, LLC

Q2 2021 13F-HR/A Holdings

Location
New York, NY
Holdings as of
6/30/2021
Date filed
2/11/2022
Form type
13F-HR/A - RESTATEMENT
Num holdings
1,597
Total value ($000)
$44,130,487
Net value change ($000)
+10,227,236 (30.2%)
New positions
328
Sold out positions
316
Turnover %
54.4%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MAXIM INTEGRATED PRODUCTS INC 111,660 279.0%
EFA 109,012 1781.0%
Nuance Communications, Inc. 99,549 NEW
IHS Markit Ltd. 74,534 46.9%
XLNX 40,697 35.4%
BRK-B 35,754 813.3%
GOOGL 32,307 1157.5%
T 29,975 NEW
MTB 24,012 25819.4%
GOOGL 20,966 90.8%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -134,707 -100.0%
QQQ -57,444 -100.0%
USMV -55,132 -81.6%
BABA -48,317 -100.0%
FXI -46,919 -100.0%
Slack Technologies, Inc. -40,631 -17.2%
China Biologic Products Holdings, Inc. -40,508 -100.0%
EEM -36,424 -78.9%
RealPage, Inc. -33,837 -100.0%
APON -32,074 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 39,967,523 (90.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type