ZACKS INVESTMENT MANAGEMENT

Q3 2023 13F-HR Holdings

Location
Chicago, IL
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
600
Total value ($000)
$7,721,043
Net value change ($000)
-244,366 (-3.1%)
New positions
93
Sold out positions
128
Turnover %
3.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/15/2023 Next filing: 2/14/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
QCOM 51,733 9615.8%
AMAT 39,804 108.9%
PH 35,633 NEW
GOOGL 29,115 25.1%
UPS 26,591 3848.2%
ZECP 23,428 NEW
COP 19,591 15.8%
META 18,709 24.5%
XOM 14,945 10.5%
CAT 14,829 11.6%
Top Reduces (Value $000, Stocks/ETFs)
BMY -57,078 -79.9%
PEP -55,626 -35.1%
MRK -46,107 -34.1%
MDLZ -37,946 -55.1%
RTX -34,923 -56.6%
AAPL -33,667 -12.0%
MSFT -25,475 -7.3%
VZ -21,371 -24.8%
CCI -16,315 -38.0%
NICE -14,876 -94.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type