NEOS Investment Management LLC

Q4 2023 13F-HR Holdings

Location
Westport, CT
Holdings as of
12/31/2023
Date filed
2/13/2024
Form type
13F-HR
Num holdings
509
Total value ($000)
$1,056,318
Net value change ($000)
+273,605 (35.0%)
New positions
158
Sold out positions
6
Turnover %
5.6%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 11/14/2023 Next filing: 5/13/2024 SEC filing

Snapshot: Change Analysis

Compared to Q3 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 14,868 24.0%
AAPL 10,009 14.5%
AVGO 9,065 60.3%
AMZN 7,429 23.1%
TSLA 5,858 30.2%
META 5,737 26.8%
NVDA 5,069 18.2%
AMD 3,847 52.6%
INTC 3,356 48.9%
LLY 3,279 79.8%
Top Reduces (Value $000, Stocks/ETFs)
Seagen Inc. -1,370 -100.0%
ALGN -766 -73.9%
EBAY -721 -69.2%
AIY -630 -100.0%
ZM -604 -100.0%
ENPH -493 -65.9%
JD -455 -100.0%
LCID -437 -100.0%
CHTR -164 -6.3%
TTD -135 -11.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type