Joseph P. Lucia & Associates, LLC

Q3 2025 13F-HR Holdings

Location
Yorktown Heights, NY
Holdings as of
9/30/2025
Date filed
10/20/2025
Form type
13F-HR
Num holdings
161
Total value ($000)
$265,097
Net value change ($000)
+20,716 (8.5%)
New positions
14
Sold out positions
4
Turnover %
1.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/4/2025 Next filing: 1/28/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BINC 2,318 188.3%
AAPL 2,005 23.7%
SMH 1,900 18.6%
NVDA 1,476 18.0%
AVDV 623 292.5%
SPY 609 9.2%
SCHG 568 8.1%
SCHB 566 7.3%
XLK 534 8.9%
XLU 530 51.1%
Top Reduces (Value $000, Stocks/ETFs)
BIV -264 -9.0%
MARW -229 -100.0%
IBM -221 -16.2%
VTV -214 -100.0%
FINX -209 -100.0%
PCY -202 -100.0%
BXSL -186 -13.5%
ET -157 -10.1%
NVBW -147 -25.3%
VHT -105 -13.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type