Wernau Asset Management Inc.

Q3 2025 13F-HR Holdings

Location
Gloucester, MA
Holdings as of
9/30/2025
Date filed
11/7/2025
Form type
13F-HR
Num holdings
49
Total value ($000)
$147,121
Net value change ($000)
+3,227 (2.2%)
New positions
3
Sold out positions
0
Turnover %
0.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/12/2025 Next filing: 1/21/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 4,459 22.8%
GOOGL 1,334 31.0%
SPY 688 6.4%
GOOGL 611 34.3%
VTI 356 NEW
BAC 246 6.0%
VTWO 238 12.2%
QQQ 210 NEW
MSFT 206 3.2%
SCHX 203 NEW
Top Reduces (Value $000, Stocks/ETFs)
T -313 -11.9%
PG -217 -9.8%
DIS -168 -13.2%
CSCO -128 -8.7%
UTL -128 -5.9%
IBM -120 -15.3%
AMZN -89 -3.9%
NFLX -36 -10.7%
KKR -34 -2.4%
VZ -20 -2.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 50,491 (34.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type