NorthRock Partners, LLC

Q3 2025 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
9/30/2025
Date filed
11/14/2025
Form type
13F-HR
Num holdings
871
Total value ($000)
$5,538,523
Net value change ($000)
+1,698,734 (44.2%)
New positions
219
Sold out positions
37
Turnover %
11.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/14/2025 Next filing: 2/17/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VOO 224,610 361.3%
QQQ 171,471 1484.2%
ROUS 94,277 NEW
HEFA 71,063 NEW
AAPL 67,437 45.0%
SPEM 51,776 NEW
IWR 47,994 1365.8%
IUSB 41,484 NEW
JMTG 35,464 9.2%
NVDA 33,330 47.4%
Top Reduces (Value $000, Stocks/ETFs)
ATI -46,662 -100.0%
TGT -6,936 -71.0%
PM -4,586 -12.9%
PGR -3,148 -7.3%
KDP -2,983 -22.1%
MDLZ -2,886 -8.0%
JNP -1,713 -100.0%
TAFM -1,134 -3.2%
HWKN -946 -16.0%
CAH -898 -68.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 10,366 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type