Wernau Asset Management Inc.

Q1 2026 13F-HR Holdings

Location
Gloucester, MA
Holdings as of
3/31/2026
Date filed
4/22/2026
Form type
13F-HR
Num holdings
50
Total value ($000)
$143,375
Net value change ($000)
-41,466 (-22.4%)
New positions
2
Sold out positions
1
Turnover %
0.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/21/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PFE 366 12.9%
T 348 17.0%
XOM 274 41.6%
JNJ 226 NEW
VZ 209 23.8%
IJR 206 NEW
UTL 168 8.0%
SCHD 136 15.5%
KMI 97 23.0%
SAM 88 18.0%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -1,689 -6.6%
MSFT -1,376 -22.4%
GOOGL -614 -8.5%
BAC -513 -11.3%
SPY -430 -3.7%
KKR -367 -26.7%
BRK-B -348 -4.8%
GOOGL -295 -9.2%
JPM -262 -8.5%
AMZN -221 -9.4%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 47,237 (32.9% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type