Carter Financial, LLC

Q1 2026 13F-HR Holdings

Location
La Jolla, CA
Holdings as of
3/31/2026
Date filed
5/13/2026
Form type
13F-HR
Num holdings
28
Total value ($000)
$114,993
Net value change ($000)
+1,668 (1.5%)
New positions
5
Sold out positions
1
Turnover %
1.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 3/17/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LMBS 1,508 14.5%
JMST 1,469 269.5%
CGDV 995 6.3%
FNDF 813 347.4%
VOO 703 90.4%
JPST 537 NEW
JMUB 530 70.4%
SCHG 345 NEW
SCHD 253 NEW
SDVY 248 NEW
Top Reduces (Value $000, Stocks/ETFs)
VUG -2,829 -9.1%
VTI -2,355 -8.7%
VNQ -327 -10.6%
ISRG -204 -100.0%
AAPL -105 -6.7%
V -84 -13.8%
MSFT -72 -23.5%
VTEB -45 -4.3%
CATH -28 -4.5%
BRK-B -16 -4.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type