Joseph P. Lucia & Associates, LLC

Q1 2026 13F-HR Holdings

Location
Yorktown Heights, NY
Holdings as of
3/31/2026
Date filed
5/14/2026
Form type
13F-HR
Num holdings
169
Total value ($000)
$279,716
Net value change ($000)
+2,437 (0.9%)
New positions
11
Sold out positions
8
Turnover %
1.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/28/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XLE 1,677 53.4%
EMB 1,381 654.5%
SCHD 851 17.8%
GPIX 778 131.0%
AGG 762 15.2%
RSPG 743 35.1%
BINC 677 10.6%
SMH 618 4.7%
VOO 616 28.4%
XLB 608 31.2%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -1,176 -9.1%
SCHG -909 -12.1%
XLK -632 -10.0%
AMZN -631 -7.7%
RSPF -625 -10.0%
NVDA -517 -5.1%
META -430 -14.1%
XLF -430 -9.6%
GBTC -420 -29.9%
WCLD -384 -40.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type