NorthRock Partners, LLC

Q1 2026 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
3/31/2026
Date filed
5/15/2026
Form type
13F-HR
Num holdings
678
Total value ($000)
$6,202,800
Net value change ($000)
+275,961 (4.7%)
New positions
94
Sold out positions
42
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/17/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IGF 90,161 101.7%
JMTG 33,777 7.3%
SGOV 23,061 11.4%
HEFA 18,461 16.5%
JMST 15,715 26.1%
SPYM 13,159 4.3%
GOVT 11,709 307.0%
EFG 10,917 170.1%
IEF 10,766 27.4%
IEMG 8,843 15.5%
Top Reduces (Value $000, Stocks/ETFs)
OEF -22,435 -92.7%
MSFT -13,683 -19.0%
SPY -12,465 -6.3%
DYNF -9,729 -27.9%
SPYG -8,706 -3.9%
IAU -6,022 -59.4%
IWF -5,924 -12.6%
QQQ -5,677 -2.5%
IWB -5,223 -4.7%
PGR -3,976 -13.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 5,937 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type