NEOS Investment Management LLC

Q1 2026 13F-HR Holdings

Location
Westport, CT
Holdings as of
3/31/2026
Date filed
5/15/2026
Form type
13F-HR
Num holdings
575
Total value ($000)
$19,787,401
Net value change ($000)
+2,500,922 (14.5%)
New positions
15
Sold out positions
90
Turnover %
3.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/17/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
WMT 344,761 519.2%
VTWO 212,182 47.2%
NVDA 144,780 11.0%
AAPL 130,562 11.2%
IEFA 103,117 228.9%
COST 99,629 48.2%
MU 90,582 52.4%
AMAT 73,631 64.4%
NFLX 66,064 30.6%
LRCX 64,654 53.9%
Top Reduces (Value $000, Stocks/ETFs)
MSFT -87,843 -8.5%
USHY -62,612 -100.0%
HYLB -62,263 -100.0%
SPHY -60,949 -100.0%
HODL -30,731 -23.0%
POWL -24,335 -100.0%
APP -23,860 -22.5%
AZN -22,154 -100.0%
INTU -19,617 -19.2%
LLY -17,310 -13.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type