Galvin, Gaustad & Stein, LLC

Q3 2026 13F-HR Holdings

Location
Scottsdale, AZ
Holdings as of
9/30/2026
Date filed
10/8/2026
Form type
13F-HR
Num holdings
257
Total value ($000)
$1,329,511
Net value change ($000)
-25,707 (-1.9%)
New positions
15
Sold out positions
20
Turnover %
3.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/29/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
QQQM 12,781 209.9%
NVDA 10,185 31.8%
AVGO 10,008 655.8%
MSFT 9,287 34.5%
SPYM 9,047 149.6%
ADSK 8,853 NEW
AAPL 6,997 29.0%
MU 6,844 761.3%
LLY 5,435 331.2%
XLF 3,548 27.6%
Top Reduces (Value $000, Stocks/ETFs)
XLK -14,839 -14.9%
SMH -11,711 -96.7%
GE -8,570 -27.8%
UBER -6,080 -34.9%
CRCL -5,919 -100.0%
CWB -4,955 -93.3%
IJR -4,614 -53.1%
EZU -4,276 -100.0%
QXO -3,901 -47.3%
CRH -3,507 -30.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 4,194 (0.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type