Smith Asset Management Co., LLC

Q3 2026 13F-HR Holdings

Location
Chiefland, FL
Holdings as of
9/30/2026
Date filed
10/16/2026
Form type
13F-HR
Num holdings
73
Total value ($000)
$122,730
Net value change ($000)
-4,381 (-3.4%)
New positions
4
Sold out positions
2
Turnover %
1.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/14/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 917 48.5%
QQQ 825 40.8%
DIA 681 121.2%
AAPL 358 9.3%
VGT 330 6.0%
VUG 329 NEW
AMZN 264 15.6%
GRID 258 28.9%
ARCC 250 3.9%
VTV 241 21.8%
Top Reduces (Value $000, Stocks/ETFs)
JPC -1,057 -15.1%
DNP -547 -12.8%
UTG -509 -16.9%
PDI -455 -16.9%
NLY -443 -15.8%
PCN -360 -12.4%
UTF -349 -13.5%
AWF -339 -8.5%
GOF -329 -21.5%
RFI -327 -8.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type