Wernau Asset Management Inc.

Q3 2026 13F-HR Holdings

Location
Gloucester, MA
Holdings as of
9/30/2026
Date filed
10/19/2026
Form type
13F-HR
Num holdings
51
Total value ($000)
$216,707
Net value change ($000)
+24,200 (12.6%)
New positions
2
Sold out positions
2
Turnover %
1.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/31/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 3,499 13.3%
MSFT 1,811 37.6%
EXXONMOBIL HOLDINGS CORP 861 NEW
PFE 452 15.7%
T 274 15.9%
SPY 240 1.9%
SCHX 203 NEW
NVDA 156 14.7%
AMZN 115 4.7%
DIS 88 9.4%
Top Reduces (Value $000, Stocks/ETFs)
XOM -722 -100.0%
GOOGL -286 -3.6%
BAC -277 -5.9%
VTWO -205 -7.1%
VONV -200 -100.0%
CSCO -184 -8.2%
GOOGL -133 -3.7%
IBM -133 -21.8%
UTL -107 -4.6%
F -50 -15.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 105,996 (48.9% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type