Herold Advisors, Inc.

Q3 2026 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2026
Date filed
10/19/2026
Form type
13F-HR
Num holdings
269
Total value ($000)
$512,209
Net value change ($000)
+6,260 (1.2%)
New positions
13
Sold out positions
17
Turnover %
7.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/22/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
EXXONMOBIL HOLDINGS CORP 10,718 NEW
TDTT 5,958 NEW
MSFT 4,728 33.9%
AAPL 3,252 13.6%
AVLV 2,056 54.7%
ONEOK INC NEW 1,848 NEW
DFA INVT DIMENSIONS GROUP IN 1,454 NEW
PSX 1,287 48.0%
NVDA 1,205 5.3%
CVX 1,158 23.5%
Top Reduces (Value $000, Stocks/ETFs)
XOM -8,949 -100.0%
IGIB -5,491 -94.2%
JPEF -2,183 -100.0%
OKE -1,886 -100.0%
DUHP -1,260 -100.0%
GLW -1,142 -39.2%
IBM -1,094 -19.7%
LLY -880 -7.0%
APH -822 -11.4%
HD -744 -16.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type