Roger Wittlin Investment Advisory, LLC

Q3 2026 13F-HR Holdings

Location
San Francisco, CA
Holdings as of
9/30/2026
Date filed
10/19/2026
Form type
13F-HR
Num holdings
46
Total value ($000)
$128,263
Net value change ($000)
+985 (0.8%)
New positions
5
Sold out positions
2
Turnover %
2.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/17/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 780 3.8%
RSP 768 25.5%
BLCR 559 NEW
IWB 551 NEW
VTI 441 1.7%
PLTR 375 60.2%
QUAL 332 NEW
SPMO 221 10.8%
CRM 207 NEW
IWF 202 NEW
Top Reduces (Value $000, Stocks/ETFs)
BOND -599 -18.2%
PSQ -577 -100.0%
QQQ -545 -11.2%
IEFA -467 -26.6%
VXUS -417 -6.5%
VLU -409 -13.2%
FLRN -203 -100.0%
SPY -148 -1.9%
VMBS -128 -17.1%
VO -108 -2.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type