Klingman & Associates, LLC

Q3 2026 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2026
Date filed
10/20/2026
Form type
13F-HR
Num holdings
423
Total value ($000)
$2,405,294
Net value change ($000)
+56,464 (2.4%)
New positions
93
Sold out positions
20
Turnover %
2.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/29/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 14,781 3.7%
AAPL 12,294 16.1%
VTIP 8,244 6.3%
EXXONMOBIL HOLDINGS CORP 6,403 NEW
MSFT 5,964 42.3%
VCRM 5,089 NEW
IBDY 4,264 210.0%
VSDM 3,781 NEW
VEA 3,033 3.4%
IEFA 3,022 3.1%
Top Reduces (Value $000, Stocks/ETFs)
CFG -14,168 -49.3%
IJH -7,047 -5.7%
IJR -6,289 -7.1%
XOM -5,336 -100.0%
SLYG -2,582 -10.6%
MDYG -2,352 -7.1%
MDYV -2,275 -7.0%
MDY -2,127 -7.3%
AMAT -2,095 -27.6%
SLYV -2,062 -6.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type