Prosperity Financial Group, Inc.

Q3 2026 13F-HR Holdings

Location
San Ramon, CA
Holdings as of
9/30/2026
Date filed
10/29/2026
Form type
13F-HR
Num holdings
193
Total value ($000)
$340,552
Net value change ($000)
+17,903 (5.5%)
New positions
22
Sold out positions
13
Turnover %
9.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/28/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CNEQ 5,929 1055.0%
AAPL 4,336 20.2%
PSDM 3,730 NEW
MSFT 3,438 46.6%
NVDA 2,940 24.5%
FBT 1,899 NEW
PROSHARES TR 1,855 NEW
PLTR 1,720 60.2%
FIRST TRUST EXCHANGE-TRADED FUND 1,533 87.0%
AXON 1,470 NEW
Top Reduces (Value $000, Stocks/ETFs)
ALAI -5,274 -100.0%
PTRB -4,534 -100.0%
AMD -2,780 -48.4%
RECS -2,219 -100.0%
AIRR -1,931 -22.5%
LRCX -1,679 -63.8%
SNDK -1,664 -61.4%
KLAC -1,076 -36.6%
CAT -606 -18.9%
QCOM -554 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type