Joseph P. Lucia & Associates, LLC

Q3 2026 13F-HR Holdings

Location
Yorktown Heights, NY
Holdings as of
9/30/2026
Date filed
10/30/2026
Form type
13F-HR
Num holdings
194
Total value ($000)
$345,538
Net value change ($000)
+12,980 (3.9%)
New positions
14
Sold out positions
8
Turnover %
2.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/7/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 2,207 16.6%
NVDA 2,165 19.7%
VOO 1,045 23.6%
EXXONMOBIL HOLDINGS CORP 848 NEW
RSP 819 12.5%
XLE 797 19.7%
META 793 31.8%
HACK 688 14.4%
HOOD 688 194.4%
AMZN 653 7.6%
Top Reduces (Value $000, Stocks/ETFs)
SMH -1,771 -7.6%
XOM -708 -100.0%
SOXX -562 -15.5%
NOBL -353 -4.1%
RSPN -321 -10.7%
SCHA -307 -10.2%
IBM -281 -23.7%
UBER -271 -21.9%
BINC -271 -3.8%
AGG -255 -4.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type