RM Financial Services, LLC

Q3 2026 13F-HR Holdings

Location
Falmouth, ME
Holdings as of
9/30/2026
Date filed
11/3/2026
Form type
13F-HR
Num holdings
78
Total value ($000)
$132,496
Net value change ($000)
-2,092 (-1.6%)
New positions
3
Sold out positions
4
Turnover %
3.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/4/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DKS 1,345 NEW
XOM 983 NEW
AAPL 653 14.9%
VGT 365 17.8%
GLDM 347 3.8%
COP 318 20.5%
VTI 252 6.3%
ANET 250 18.1%
MSFT 243 37.3%
PSX 240 46.2%
Top Reduces (Value $000, Stocks/ETFs)
AKRE -1,619 -78.1%
AMAT -1,069 -29.4%
PPA -972 -12.8%
XOM -829 -100.0%
RSPU -601 -14.5%
CAT -544 -23.7%
PII -288 -30.2%
CALM -226 -30.3%
O -217 -100.0%
WMT -216 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type