NEOS Investment Management LLC

Q3 2026 13F-HR Holdings

Location
Westport, CT
Holdings as of
9/30/2026
Date filed
11/4/2026
Form type
13F-HR
Num holdings
575
Total value ($000)
$31,269,183
Net value change ($000)
+4,135,345 (15.2%)
New positions
8
Sold out positions
11
Turnover %
2.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/11/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 569,439 54.1%
NVDA 529,169 28.7%
AAPL 490,673 30.7%
META 255,995 45.4%
VTWO 229,902 22.2%
SPACE EXPLORATION TECHN CORP 193,186 NEW
AMZN 174,122 18.6%
PLTR 163,783 80.0%
AMD 139,057 19.3%
XOM 126,272 NEW
Top Reduces (Value $000, Stocks/ETFs)
XOM -93,201 -100.0%
AMAT -84,347 -19.3%
KLAC -74,517 -25.2%
HYLB -72,006 -100.0%
USHY -71,423 -100.0%
SPHY -69,777 -100.0%
HODL -60,638 -69.1%
LRCX -60,533 -14.7%
OKE -45,593 -100.0%
APP -42,388 -36.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type