MAI Capital Management

Q3 2026 13F-HR Holdings

Location
Independence, OH
Holdings as of
9/30/2026
Date filed
11/12/2026
Form type
13F-HR
Num holdings
2,047
Total value ($000)
$27,328,461
Net value change ($000)
+728,504 (2.7%)
New positions
117
Sold out positions
184
Turnover %
1.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 200,166 42.0%
AAPL 123,154 14.3%
XOM 102,940 NEW
NVDA 75,730 14.6%
DFAC 73,946 748.7%
IVV 68,276 3.7%
SCHO 54,244 153.4%
DFAI 48,357 28.1%
SPACE EXPLORATION TECHN CORP 41,457 1996.0%
GUNR 40,829 16.2%
Top Reduces (Value $000, Stocks/ETFs)
XOM -86,266 -100.0%
VGSH -47,124 -40.3%
AVGO -26,828 -10.7%
VUG -25,432 -26.5%
SPAB -22,616 -39.8%
AMAT -18,622 -29.0%
HD -18,155 -21.2%
JMUB -17,444 -52.6%
IJH -15,199 -3.5%
BSX -14,515 -65.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 388,157 (1.4% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type