CALTON & ASSOCIATES, INC.

Q3 2026 13F-HR Holdings

Location
Tampa, FL
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
495
Total value ($000)
$902,668
Net value change ($000)
+219,825 (32.2%)
New positions
102
Sold out positions
29
Turnover %
6.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/10/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LLY 9,764 287.9%
PSTR 9,681 36.9%
SPYM 4,924 21.1%
VUG 4,747 56.7%
NVDA 4,712 46.7%
XOM 4,632 NEW
QQQ 4,217 10.2%
VFH 4,087 50.6%
AAPL 3,992 26.7%
QQQM 3,921 37.7%
Top Reduces (Value $000, Stocks/ETFs)
BILS -1,819 -28.6%
DCOR -1,639 -100.0%
XOM -1,475 -100.0%
IVE -1,427 -50.5%
GWW -1,292 -100.0%
KMB -873 -100.0%
SCHD -784 -100.0%
CMI -738 -71.4%
XSMO -616 -100.0%
FVD -608 -39.6%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,939 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type