Gladstone Institutional Advisory LLC

Q3 2026 13F-HR Holdings

Location
Palm Beach Gardens, FL
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
991
Total value ($000)
$3,490,483
Net value change ($000)
+327,589 (10.4%)
New positions
145
Sold out positions
50
Turnover %
5.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/27/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 27,291 33.2%
MSFT 20,385 53.2%
NVDA 18,379 21.7%
XOM 18,130 NEW
QQQM 13,183 45.7%
WMT 9,729 85.6%
SPY 9,454 17.3%
FTSM 9,382 208.3%
META 8,240 42.7%
FDD 7,489 NEW
Top Reduces (Value $000, Stocks/ETFs)
XOM -15,451 -100.0%
PCT -13,671 -46.8%
TE -11,990 -60.1%
FEZ -6,428 -71.4%
SPYV -6,071 -16.9%
OSEA -5,647 -70.8%
XLI -4,413 -34.1%
GSY -4,062 -13.9%
UBER -4,000 -78.1%
XAR -3,179 -69.4%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,058 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type