NorthRock Partners, LLC

Q3 2026 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
705
Total value ($000)
$7,055,588
Net value change ($000)
+164,947 (2.4%)
New positions
61
Sold out positions
43
Turnover %
1.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/11/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IEF 106,123 169.5%
SPYM 59,592 14.6%
SPYG 31,534 11.4%
TAFM 29,608 29.8%
JMTG 28,492 7.0%
SPYV 25,163 8.5%
SPDW 23,259 10768.1%
AAPL 22,674 10.2%
MSFT 20,587 34.8%
VGSH 17,917 6.5%
Top Reduces (Value $000, Stocks/ETFs)
SGOV -60,157 -21.8%
VOO -45,054 -10.9%
BDYN -28,684 -100.0%
QQQ -21,543 -7.8%
HEFA -17,096 -12.8%
MTUM -15,982 -82.1%
IUSB -13,252 -24.8%
VMBS -10,752 -23.7%
ROUS -10,612 -13.0%
IWR -10,418 -13.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 21,511 (0.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type