SMH CAPITAL ADVISORS INC

Q1 2026 13F-HR Holdings

Location
Fort Worth, TX
Holdings as of
3/31/2026
Date filed
4/10/2026
Form type
13F-HR
Num holdings
38
Total value ($000)
$32,945
Net value change ($000)
-16,186 (-32.9%)
New positions
2
Sold out positions
16
Turnover %
39.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/12/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SM 1,168 NEW
RITM 233 59.4%
EZPW 232 NEW
WT 57 26.1%
NXDT 49 21.9%
HASI 45 16.5%
TRIN 15 0.6%
IIPR 13 5.6%
HTD 10 4.8%
PSEC 8 0.7%
Top Reduces (Value $000, Stocks/ETFs)
SPHY -2,383 -100.0%
CIVI -697 -100.0%
O -434 -100.0%
HPK -324 -100.0%
FUBO -249 -100.0%
OWL -217 -21.4%
TPG -217 -100.0%
CG -205 -18.4%
RQI -170 -100.0%
HTGC -166 -21.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type