SMH CAPITAL ADVISORS INC

Q3 2026 13F-HR Holdings

Location
Fort Worth, TX
Holdings as of
9/30/2026
Date filed
10/29/2026
Form type
13F-HR
Num holdings
56
Total value ($000)
$26,417,605
Net value change ($000)
+26,392,093 (103449.7%)
New positions
3
Sold out positions
2
Turnover %
5.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/13/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TRIN 3,012,402 98864.5%
CSWC 1,860,673 97775.8%
VICI 1,346,823 94846.7%
SM 1,262,384 129342.6%
MAIN 1,215,220 106879.5%
HTGC 1,006,082 107258.2%
OWL 937,636 104530.2%
CG 744,634 94978.8%
SPY 614,531 102081.6%
RITM 590,176 95807.8%
Top Reduces (Value $000, Stocks/ETFs)
WT -371 -100.0%
DKS -233 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type