RBF Capital, LLC

Q4 2013 13F-HR Holdings

Location
San Francisco, CA
Holdings as of
12/31/2013
Date filed
2/14/2014
Form type
13F-HR
Num holdings
287
Total value ($000)
$422,836
Net value change ($000)
New positions
287
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BRK-B 39,138
SPY 26,706
MS 20,894
PEP 12,026
BAC 11,833
Fiesta Restaurant Group, Inc. 7,836
STT 7,706
PLATINUM UNDERWRITERS HLDGS LTD 7,354
PHOENIX COS INC NEW 6,825
MA 5,430
Top Reduces (Value $000, Stocks/ETFs)
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type