SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
Q1 2014 13F-HR Holdings
Net value change ($000)
+53,173
(26.3%)
New positions
11
Sold out positions
5
Turnover %
18.5%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| DLS | 20,632 | 1351.1% |
| XLY | 11,548 | NEW |
| SUNTRUST BKS INC | 5,232 | NEW |
| SCHC | 3,360 | NEW |
| CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 | 3,065 | 20.9% |
| VEA | 2,783 | NEW |
| CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 | 2,650 | 52.6% |
| UAL | 2,581 | NEW |
| DFS | 1,847 | 51.4% |
| DWM | 1,834 | 26.3% |
Top Reduces (Value $000, Stocks/ETFs)
| XLE | -10,641 | -100.0% |
| Chubb Ltd. | -4,595 | -100.0% |
| PRECISION CAST | -4,362 | -100.0% |
| IVE | -2,694 | -49.5% |
| VEU | -2,302 | -48.4% |
| DWX | -614 | -39.5% |
| IVW | -507 | -8.9% |
| IGSB | -359 | -11.7% |
| GUGGENHEIM S&P 500 PURE GROWTH | -309 | -17.9% |
| IWV | -274 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|