MARK SHEPTOFF FINANCIAL PLANNING, LLC

Q1 2014 13F-HR Holdings

Location
Glastonbury, CT
Holdings as of
3/31/2014
Date filed
5/9/2014
Form type
13F-HR
Num holdings
369
Total value ($000)
$112,958
Net value change ($000)
—
New positions
364
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: — Next filing: 8/6/2025 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
JNJ 4,974 —
SJM 4,667 —
PEP 4,480 —
KO 3,341 —
HRL 3,008 —
MCD 2,824 —
DEO 2,764 —
CVS 2,675 —
DVA 2,430 —
T 2,382 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type