CWM, LLC

Q1 2014 13F-HR Holdings

Location
Omaha, NE
Holdings as of
3/31/2014
Date filed
5/16/2014
Form type
13F-HR
Num holdings
139
Total value ($000)
$733,629
Net value change ($000)
+92,605 (14.4%)
New positions
4
Sold out positions
463
Turnover %
5.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/14/2014 Next filing: 7/25/2025 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 9,965 10.6%
SYY 8,831 885.8%
MRK 8,581 351.1%
VZ 7,502 881.6%
AAPL 5,527 26.7%
XLU 5,057 34.4%
XLV 4,491 26.0%
XLB 4,006 23.9%
XLF 3,946 23.1%
XLK 3,813 22.9%
Top Reduces (Value $000, Stocks/ETFs)
CSCO -7,036 -96.6%
IJR -2,848 -81.4%
IJH -1,774 -68.1%
EFA -1,706 -100.0%
IVV -1,613 -72.4%
GE -1,515 -67.8%
WM -1,490 -100.0%
Dow Chemical Company -1,446 -100.0%
ENSCO PLC -1,426 -100.0%
STX -1,407 -86.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 23,927 (3.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type