NorthRock Partners, LLC

Q4 2019 13F-HR/A Holdings

Location
Minneapolis, MN
Holdings as of
12/31/2019
Date filed
2/12/2020
Form type
13F-HR/A - RESTATEMENT
Num holdings
280
Total value ($000)
$946,664
Net value change ($000)
—
New positions
279
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: — Next filing: 5/13/2020 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 136,121 —
MDLZ 53,251 —
PM 35,826 —
IWF 35,176 —
SPYV 32,843 —
AAPL 32,771 —
SPYG 30,398 —
IWD 29,111 —
MDYV 26,654 —
SLYV 24,731 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type