NorthRock Partners, LLC

Q2 2020 13F-HR/A Holdings

Location
Minneapolis, MN
Holdings as of
6/30/2020
Date filed
8/13/2020
Form type
13F-HR/A - RESTATEMENT
Num holdings
212
Total value ($000)
$844,125
Net value change ($000)
+130,091 (18.2%)
New positions
30
Sold out positions
18
Turnover %
3.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 5/13/2020 Next filing: 11/12/2020 SEC filing

Snapshot: Change Analysis

Compared to Q1 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 33,739 28.3%
SPYV 21,327 41.2%
MDYV 15,912 64.6%
SLYV 13,053 56.7%
SPYG 12,945 40.0%
AAPL 11,793 41.6%
SLYG 10,761 63.2%
TGT 9,138 66.3%
MDYG 9,074 51.3%
VGT 6,113 197.7%
Top Reduces (Value $000, Stocks/ETFs)
IWD -15,308 -78.3%
IWS -6,849 -91.9%
PM -5,227 -16.9%
IJS -4,456 -90.9%
ABT -4,318 -100.0%
FSK -3,544 -100.0%
IVV -2,894 -49.4%
IJT -2,560 -40.4%
HDV -2,191 -53.9%
ACWV -1,515 -68.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type