Prime Capital Investment Advisors, LLC

Q1 2021 13F-HR Holdings

Location
Overland Park, KS
Holdings as of
3/31/2021
Date filed
5/7/2021
Form type
13F-HR
Num holdings
462
Total value ($000)
$1,384,605
Net value change ($000)
+90,838 (7.0%)
New positions
68
Sold out positions
58
Turnover %
2.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/3/2021 Next filing: 8/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SCHM 14,600 14.9%
SCHX 12,007 8.8%
CAT 7,935 240.7%
SCHE 6,550 37.1%
SCHA 6,384 16.0%
SCHWAB STRATEGIC TRUST 5,867 8.8%
IXUS 5,311 18.0%
QQQ 4,606 4.3%
PICK 4,427 NEW
AA 4,378 79.0%
Top Reduces (Value $000, Stocks/ETFs)
VBR -31,038 -54.7%
AGG -15,164 -19.3%
XLV -6,109 -89.2%
IBB -4,599 -91.0%
SHY -4,217 -93.9%
SLV -4,058 -96.0%
ACI -3,969 -55.4%
PFE -3,416 -72.2%
CVS -2,158 -86.0%
CPAY -2,107 -56.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type