Financial Engines Advisors L.L.C.

Q1 2021 13F-HR/A Holdings

Location
Santa Clara, CA
Holdings as of
3/31/2021
Date filed
5/12/2021
Form type
13F-HR/A - RESTATEMENT
Num holdings
268
Total value ($000)
$32,005,493
Net value change ($000)
+2,664,645 (9.1%)
New positions
23
Sold out positions
10
Turnover %
0.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/11/2021 Next filing: 8/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPYV 399,309 28.5%
IGIB 356,539 29.2%
SPMB 314,748 15.5%
SCHWAB STRATEGIC TRUST 229,762 9.8%
SPTL 198,598 48.2%
SPDW 162,103 36.5%
SCHH 155,419 28.3%
SPTI 152,242 62.9%
SCHM 133,710 33.0%
SCHV 121,164 5.9%
Top Reduces (Value $000, Stocks/ETFs)
SCHG -82,766 -4.7%
KOMP -53,659 -4.4%
IEI -49,443 -6.8%
IJH -30,422 -4.2%
SCHE -24,789 -3.3%
IWO -15,824 -15.3%
SHY -14,128 -100.0%
SUB -9,955 -65.9%
TECB -9,097 -2.9%
XT -8,024 -0.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type